SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Linton David O

(Last) (First) (Middle)
200 CRESCENT COURT
SUITE 1200

(Street)
DALLAS TX 75201

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/05/2025
3. Issuer Name and Ticker or Trading Symbol
WESTWOOD HOLDINGS GROUP INC [ WHG ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
checkbox checked Officer (give title below) Other (specify below)
Head of Distribution
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
checkbox checked Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
common stock 16,655 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Mr. Linton's appointment as a named executive officer was 3/5/2025. Coordination was required to obtain access codes. The transition to EDGAR Next caused additional filing delays.
Jonathan Richard Nahhat, by POA from David O. Linton 04/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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poa
Page 1 of2 POWER OF ATTORNEY The undersigned Principal hereby constitutes and appoints Jonathan Richard Nahhat, Agen! the undersigned's true and lawful attorney-in-fact to: (l) Execute for and on behalfofthe undersigned, in the undersigned's capacity as a Seclion 16 fîler of Westwood Holdings Group, Inc., a Delaware corporation (the "Company"), Forms 3, 4 and 5 (and any successor or superseding forms) in accordance with Section l6(a) ofthe Securities Exchange Act of 1934 and the rules thereunder; (2) Do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete and to execute any such Form 3, 4 or 5 (and any successor or superseding forms) and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) Take any other action ofany type whatsoever in connection with the foregoing paragraphs I & 2 which, in the opinion of such attomey-in-fact may be of benefit to, in the best interest of, or legally requircd by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf ofthe undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attomey-in-fact's discretion' The undersigned hereby grants to such attomey-in-fact full power and authorþ to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of the rights and powers herein granted specifically with regard to the acts necessary or desirable as rcferenced in the above paragraphs 1,2 8¿3, as fully to all intents and purposes as the undersigued might or could do if personally present, with full power of substitution or revocation, hereby ratifuing and confirming all that such attomey-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or çause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 and the rules thereunder. This Power of Atforney shall remain in full force and effect, unless earlier revoked by the undersigned in a signed writing delivercd to the foregoing attomeys-in-fact. IN WI1NESS WIIEREOF, the undersigned has caused this Power of Atlomey to be executed as of this 3rd day of April, 2025. PRINCIPAL By, ,/Å./&&. - NOTARY OF PRINCIPAL'S SIGNATURE Notary Signature and Seal Placed Here :):'-þft-?r ,,1, ".?) - ---- TIFFANY M. TAYLOR Notãry Pübtlq Strts sf Sflrh frrrot¡s Itly Commisrlon Expùes 0/t/?020 Name: David O. Linton Head of Distribution Westwood Holdings Group, Inc. ISTGNATURES CONTINUE ON THE NEXT PAGEI Applicant


 
Page2 of2 AGENT Jonathan Richard Nahhat Direotor, Senior Legal Counsel Wesfwood Holdings Group, Inc. By POA from David O. Linton