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SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:03-31-2020
Check here if Amendment  Amendment Number:
This Amendment (Check only one.):  is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:WESTWOOD HOLDINGS GROUP INC
Address:200 CRESCENT COURT
SUITE 1200
DALLAS, TX  75201
Form 13F File Number:028-15581

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:MURRAY FORBES III
Title:CFO
Phone:214-756-6900
Signature, Place, and Date of Signing:
MURRAY FORBES IIIDallas,  TX05-15-2020
[Signature][City, State][Date]
Report Type (Check only one.):
X13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:4
Form 13F Information Table Entry Total:402
Form 13F Information Table Value Total:6,634,348
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No.Form 13F File NumberName
2 WESTWOOD MANAGEMENT CORP /TX
3 WESTWOOD INTERNATIONAL ADVISORS INC.
4 WESTWOOD TRUST
5 WESTWOOD ADVISORS, L.L.C.
SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ABBOTT LABSCOM00282410082,9331,050,980SH DFND2, 4, 51,029,31015,8335,837
ABBVIE INCCOM00287Y10985411,218SH DFND4, 59,23601,982
ACCELERATE DIAGNOSTICS INCNOTE 2.500% 3/100430HAB84,9489,030,000PRN DFND29,030,00000
ACCENTURE PLC IRELANDSHS CLASS AG1151C1012,93817,993SH DFND2, 4, 516,4011,363229
ACTIVISION BLIZZARD INCCOM00507V10968,3471,149,061SH DFND2, 4, 51,119,67218,39510,994
ADOBE INCCOM00724F1011,4144,443SH DFND2, 4, 54,1040339
AEGON N VNY REGISTRY SHS0079241037429,788SH DFND229,78800
AKAMAI TECHNOLOGIES INCNOTE 0.125% 5/000971TAJ028,47825,632,000PRN DFND225,632,00000
ALAMO GROUP INCCOM01131110711,011124,021SH DFND2124,011100
ALBEMARLE CORPCOM01265310120,486363,408SH DFND2, 4350,98110,6271,800
ALEXANDER & BALDWIN INC NEWCOM0144911045,457486,362SH DFND2468,49117,8710
ALEXANDRIA REAL ESTATE EQ INCOM01527110917,366126,699SH DFND2, 4123,7472,9520
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1024,37822,510SH DFND2, 47,827014,683
ALLETE INCCOM NEW0185223008,745144,111SH DFND2135,8208,2910
ALLIANT ENERGY CORPCOM01880210816,632344,420SH DFND2, 4321,04523,3750
ALLSCRIPTS HEALTHCARE SOLUTNNOTE 1.250% 7/001988PAD029,14530,100,000PRN DFND230,100,00000
ALPHABET INCCAP STK CL C02079K10720,25017,415SH DFND2, 4, 517,398017
ALPHABET INCCAP STK CL A02079K30583,12371,538SH DFND2, 4, 569,8921,414232
ALTRA INDL MOTION CORPCOM02208R10611,719670,061SH DFND2670,032290
AMAZON COM INCCOM02313510652,52326,939SH DFND2, 4, 526,5380401
AMDOCS LTDSHSG0260210310,378188,795SH DFND2, 4176,21711,1421,436
AMERICAN INTL GROUP INCCOM NEW02687478448,3561,994,061SH DFND2, 4, 51,970,16321,5452,353
AMERICOLD RLTY TRCOM03064D10812,690372,791SH DFND2, 4348,10824,6830
AMGEN INCCOM0311621001,0385,119SH DFND45,11900
AMKOR TECHNOLOGY INCCOM03165210011,9171,529,765SH DFND2, 41,513,2259016,450
AMPHENOL CORP NEWCL A0320951013,01741,393SH DFND241,39300
ANGI HOMESERVICES INCCOM CL A00183L1025610,663SH DFND410,66300
ANNALY CAPITAL MANAGEMENT INCOM03571040912,7252,509,908SH DFND22,509,90800
APOGEE ENTERPRISES INCCOM03759810912,832616,339SH DFND2616,313260
APOLLO COML REAL EST FIN INCNOTE 5.375%10/103762UAC97611,100,000PRN DFND21,100,00000
APPLE INCCOM03783310094,255370,658SH DFND2, 3, 4, 5364,7982,6023,258
APTOSE BIOSCIENCES INCCOM NEW03835T20039867,000SH DFND50067,000
ARES MANAGEMENT CORPORATIONCL A COM STK03990B1018,203265,201SH DFND2254,95010,2510
ARGO GROUP INTL HLDGS LTDCOMG0464B10728,134759,144SH DFND2, 4748,21410,9300
ASSURANT INCCOM04621X10868,130654,525SH DFND2, 4, 5636,08718,044394
AT&T INCCOM00206R102119,2524,090,970SH DFND2, 4, 54,010,12340,94239,905
ATLAS AIR WORLDWIDE HLDGS INNOTE 2.250% 6/0049164BH812,25714,250,000PRN DFND214,250,00000
AUTODESK INCCOM0527691063,30021,142SH DFND421,14200
AUTOMATIC DATA PROCESSING INCOM0530151036824,984SH DFND4, 54,899085
AVISTA CORPCOM05379B10723,998564,791SH DFND2, 4564,746450
BANCO BILBAO VIZCAYA ARGENTASPONSORED ADR05946K1016119,841SH DFND419,84100
BANCO DE CHILESPONSORED ADS0595201062,247139,472SH DFND3139,47200
BARRICK GOLD CORPORATIONCOM06790110862,8953,444,470SH DFND2, 3, 43,434,201010,269
BECTON DICKINSON & COCOM075887109115,996504,838SH DFND2, 4, 5496,5876,2172,034
BECTON DICKINSON & COPFD SHS CONV A0758872084869,300SH DFND29,30000
BERKSHIRE HATHAWAY INC DELCL B NEW0846707021,5558,500SH DFND2, 4, 57,15001,350
BERKSHIRE HILLS BANCORP INCCOM08468010719,0621,282,781SH DFND2, 41,282,711700
BIOMARIN PHARMACEUTICAL INCCOM09061G1011,20114,215SH DFND414,21500
BJS WHSL CLUB HLDGS INCCOM05550J10150,2681,973,669SH DFND2, 4, 51,933,82834,4075,434
BK OF AMERICA CORPCOM06050510491,7444,321,407SH DFND2, 4, 54,261,67538,55021,182
BLACKSTONE GROUP INCCOM CL A09260D1078,453185,488SH DFND2, 4182,4823,0060
BLOOMIN BRANDS INCCOM09423510821,9343,071,973SH DFND2, 43,044,13627,8370
BOEING COCOM0970231051,58210,608SH DFND2, 46,31604,292
BOOKING HLDGS INCCOM09857L10811,9128,854SH DFND4, 58,6930161
BOOZ ALLEN HAMILTON HLDG CORCL A0995021068,556124,665SH DFND2, 4, 5112,98110,0951,589
BP PLCSPONSORED ADR05562210456923,329SH DFND2, 423,32900
BRANDYWINE RLTY TRSH BEN INT NEW10536820311,2531,069,723SH DFND2, 41,015,20354,5200
BROADCOM INCCOM11135F1019213,886SH DFND2, 43,88600
BROADCOM INC8% CNV PFD SER A11135F20015,29316,367SH DFND216,36700
BROOKFIELD ASSET MGMT INCCL A LTD VT SH11258510437,501847,493SH DFND2, 5828,17115,5203,802
BROOKFIELD INFRAST PARTNERSLP INT UNITG1625210147413,168SH DFND413,16800
BRP GROUP INCCOM CL A05589G10210,8441,027,784SH DFND2, 41,027,720640
CABLE ONE INCCOM12685J10513,0077,912SH DFND2, 47,5193930
CACI INTL INCCL A12719030485,545405,139SH DFND2, 4, 5395,7178,731691
CADENCE DESIGN SYSTEM INCCOM1273871083,13547,475SH DFND247,47500
CALLON PETE CO DELCOM13123X1021018,865SH DFND418,86500
CAPITAL ONE FINL CORPCOM14040H10540,282798,931SH DFND2, 4, 5786,09512,121715
CARDTRONICS INCNOTE 1.000%12/014161HAG36,7136,950,000PRN DFND26,950,00000
CARTERS INCCOM14622910910,902165,867SH DFND2157,3818,4860
CEMEX SAB DE CVSPON ADR NEW1512908896932,463SH DFND232,46300
CENTRAL GARDEN & PET COCL A NON-VTG15352720517,072667,652SH DFND2667,606460
CENTRAL PAC FINL CORPCOM NEW15476040913,197829,981SH DFND2829,930510
CENTURY CMNTYS INCCOM1565043009,346644,087SH DFND2644,058290
CERNER CORPCOM15678210420,922332,137SH DFND4, 5324,94907,188
CHARTER COMMUNICATIONS INC NCL A16119P1083,8378,795SH DFND2, 48,2435520
CHENIERE ENERGY INCCOM NEW16411R2081,21136,145SH DFND2, 436,14500
CHENIERE ENERGY PARTNERS LPCOM UNIT16411Q1012,09877,692SH DFND277,69200
CHEVRON CORP NEWCOM16676410077,2491,066,083SH DFND2, 4, 51,051,39312,0702,620
CHILDRENS PL INCCOM1689051079,068463,599SH DFND2463,575240
CHUBB LIMITEDCOMH1467J10490,888813,753SH DFND2, 4, 5800,9168,5184,319
CHURCH & DWIGHT INCCOM17134010264,072998,315SH DFND2, 4, 5977,39018,0382,887
CISCO SYS INCCOM17275R10220,065510,432SH DFND2, 4510,43200
CITIGROUP INCCOM NEW17296742496322,873SH DFND2, 4, 520,87302,000
CMS ENERGY CORPCOM12589610055,835950,373SH DFND2, 4, 5927,61721,6921,064
CNX MIDSTREAM PARTNERS LPCOM UNIT REPST12654A101828102,164SH DFND2102,16400
COCA COLA COCOM19121610048811,027SH DFND4, 56,61504,412
COLGATE PALMOLIVE COCOM19416210374,4821,122,397SH DFND2, 4, 51,095,04316,37010,984
COLONY CAP INCNOTE 3.875% 1/119624RAB220,84325,000,000PRN DFND225,000,00000
COLUMBIA BKG SYS INCCOM19723610210,253382,589SH DFND2382,563260
COLUMBIA PPTY TR INCCOM NEW19828720320,9101,672,846SH DFND2, 41,672,750960
COLUMBIA SPORTSWEAR COCOM1985161066,56194,043SH DFND288,9365,1070
COLUMBUS MCKINNON CORP N YCOM19933310511,315452,593SH DFND2452,565280
COMCAST CORP NEWCL A20030N10121,339620,649SH DFND4, 5609,232011,417
COMFORT SYS USA INCCOM19990810422,138605,681SH DFND2, 4605,644370
CONMED CORPCOM20741010120,743362,187SH DFND2, 4362,168190
CONMED CORPNOTE 2.625% 2/0207410AF87,8948,400,000PRN DFND28,400,00000
CONOCOPHILLIPSCOM20825C10448,1241,562,470SH DFND2, 4, 51,535,31119,8497,310
CONTINENTAL RES INCCOM21201510115420,215SH DFND420,21500
COOPER COS INCCOM NEW2166484028,45430,666SH DFND2, 428,7391,9270
CORTEVA INCCOM22052L1047,030299,144SH DFND2, 4, 5281,17010,0317,943
COSTCO WHSL CORP NEWCOM22160K1051,1013,860SH DFND2, 4, 53,4100450
CREDICORP LTDCOMG2519Y10816,327114,116SH DFND3114,11600
CREE INCNOTE 0.875% 9/0225447AB77,3838,000,000PRN DFND28,000,00000
CROWN CASTLE INTL CORP NEWCOM22822V1013,20922,224SH DFND222,22400
CSX CORPCOM1264081032093,655SH DFND43,65500
CTRIP COM INTL LTDNOTE 1.000% 7/022943FAF729,81430,500,000PRN DFND230,500,00000
CUE BIOPHARMA INCCOM22978P10629420,700SH DFND50020,700
CURTISS WRIGHT CORPCOM23156110111,302122,308SH DFND2117,1805,1280
CVS HEALTH CORPCOM12665010076,6721,292,313SH DFND2, 4, 51,269,51521,0761,722
DBX ETF TRXTRACK HRVST CSI23305187920,401788,000SH DFND2788,00000
DCP MIDSTREAM LPCOM UT LTD PTN23311P100455111,776SH DFND2111,77600
DEERE & COCOM2441991051,49110,791SH DFND2, 4, 510,0910700
DENTSPLY SIRONA INCCOM24906P1091,58140,725SH DFND240,72500
DIAMONDBACK ENERGY INCCOM25278X10977529,571SH DFND2, 525,5643,507500
DISNEY WALT COCOM DISNEY25468710681,096839,499SH DFND2, 4, 5826,2599,7213,519
DIVERSIFIED HEALTHCARE TRCOM SH BEN INT25525P1079827,090SH DFND427,09000
DOCUSIGN INCNOTE 0.500% 9/1256163AB29,1346,500,000PRN DFND26,500,00000
DOLLAR GEN CORP NEWCOM2566771052,85218,884SH DFND218,88400
DOUGLAS DYNAMICS INCCOM25960R10518,510521,267SH DFND2, 4521,232350
DTE ENERGY COCOM23333110748,546511,172SH DFND2, 4, 5499,06511,113994
DUKE ENERGY CORP NEWCOM NEW26441C2043954,887SH DFND4, 54,5540333
DUPONT DE NEMOURS INCCOM26614N1021,75551,470SH DFND2, 449,2852,1850
DYCOM INDS INCNOTE 0.750% 9/1267475AB77,7579,100,000PRN DFND29,100,00000
EAGLE MATERIALS INCCOM26969P10815,666268,158SH DFND2, 4255,52011,832806
EAST WEST BANCORP INCCOM27579R1041,16645,316SH DFND245,31600
EASTERLY GOVT PPTYS INCCOM27616P10323,153939,655SH DFND2, 4939,5491060
EATON CORP PLCSHSG291831031,95225,121SH DFND225,12100
ELANCO ANIMAL HEALTH INCCOM28414H1034,697209,798SH DFND2, 4188,57310,50510,720
EMERGENT BIOSOLUTIONS INCCOM29089Q1056,034104,290SH DFND4, 5102,24702,043
ENABLE MIDSTREAM PARTNERS LPCOM UNIT RP IN292480100441171,402SH DFND2171,40200
ENBRIDGE INCCOM29250N1052,74294,268SH DFND2, 4, 594,0220246
ENCORE CAP GROUP INCNOTE 3.000% 7/0292554AF9765800,000PRN DFND2800,00000
ENCORE CAP GROUP INCNOTE 2.875% 3/1292554AH510,39411,500,000PRN DFND211,500,00000
ENEL AMERICAS S ASPONSORED ADR29274F1043,489575,813SH DFND3575,81300
ENERGY TRANSFER LPCOM UT LTD PTN29273V1005,1721,124,404SH DFND21,124,40400
ENERPLUS CORPCOM292766102202136,463SH DFND4136,46300
ENTERPRISE PRODS PARTNERS LCOM2937921077,530526,522SH DFND2, 5524,17802,344
ENVISTA HOLDINGS CORPORATIONCOM29415F1045,717382,628SH DFND2, 5367,62014,96939
EOG RES INCCOM26875P10132,146894,934SH DFND2, 4, 5876,68515,2473,002
EQM MIDSTREAM PARTNERS LPUNIT LTD PARTN26885B1001,255106,370SH DFND2106,37000
EQUIFAX INCCOM29442910554,108452,977SH DFND2, 4, 5444,8387,680459
ERICSSONADR B SEK 1029482160810412,807SH DFND212,80700
EVEREST RE GROUP LTDCOMG3223R10810,11952,588SH DFND250,4432,1450
EVOLENT HEALTH INCNOTE 2.000%12/030050BAB711,31512,500,000PRN DFND212,500,00000
EXACT SCIENCES CORPNOTE 0.375% 3/130063PAB120,26624,013,000PRN DFND224,013,00000
EXPEDITORS INTL WASH INCCOM3021301092,33034,924SH DFND434,92400
EXTREME NETWORKS INCCOM30226D1066421,000SH DFND4, 516,00005,000
EXXON MOBIL CORPCOM30231G1026,758177,983SH DFND2, 4, 5177,942041
FACEBOOK INCCL A30303M1023,51321,060SH DFND47,123013,937
FACTSET RESH SYS INCCOM3030751051,2654,854SH DFND44,85400
FEDERAL SIGNAL CORPCOM31385510824,168885,906SH DFND2, 4885,840660
FIREEYE INCNOTE 1.625% 6/031816QAD318,72420,250,000PRN DFND220,250,00000
FIRST HAWAIIAN INCCOM32051X10814,948904,317SH DFND2869,08835,2290
FIRST SOLAR INCCOM33643310740311,186SH DFND211,18600
FLIR SYS INCCOM3024451015,499172,449SH DFND2164,6067,8430
FLUOR CORP NEWCOM34341210233047,810SH DFND2, 436,610011,200
FLWS/1-800 FLOWERSCL A68243Q10616,1021,217,106SH DFND2, 41,194,69722,4090
FORTIVE CORPNOTE 0.875% 2/134959JAK424,23326,000,000PRN DFND226,000,00000
FRANKLIN RESOURCES INCCOM35461310163237,850SH DFND437,85000
GALLAGHER ARTHUR J & COCOM3635761095,82071,401SH DFND2, 4, 567,8882,970543
GENERAL DYNAMICS CORPCOM36955010835,997272,070SH DFND2, 4, 5267,42804,642
GENERAL ELECTRIC COCOM36960410310012,601SH DFND4, 511,25001,351
GENERAL MLS INCCOM3703341042935,537SH DFND2, 45,53700
GENPACT LIMITEDSHSG3922B1079,370320,878SH DFND2308,27112,6070
GILEAD SCIENCES INCCOM37555810335,745478,146SH DFND2, 4, 5473,04905,097
GLOBAL PMTS INCCOM37940X1024,14828,759SH DFND428,75900
GREAT WESTN BANCORP INCCOM39141610421,2421,037,200SH DFND2, 41,037,139610
GRUPO TELEVISA SASPON ADR REP ORD40049J2066210,615SH DFND210,61500
HDFC BANK LTDSPONSORED ADS40415F1014,493116,819SH DFND3116,81900
HERITAGE COMMERCE CORPCOM4269271099,5101,239,958SH DFND2, 41,239,881770
HESS MIDSTREAM LPCL A SHS42810310589187,690SH DFND287,69000
HILLTOP HOLDINGS INCCOM43274810127,9571,849,057SH DFND2, 4, 51,817,62127,5013,935
HOME DEPOT INCCOM437076102110,669592,733SH DFND2, 4, 5583,0665,6843,983
HONEYWELL INTL INCCOM438516106114,027852,276SH DFND2, 4, 5840,6198,4443,213
HORIZON PHARMA INVT LTDNOTE 2.500% 3/144052TAB74,6724,000,000PRN DFND24,000,00000
HORMEL FOODS CORPCOM44045210064,1521,375,497SH DFND2, 4, 51,346,17921,4647,854
HOSTESS BRANDS INCCL A44109J10624,9262,338,274SH DFND2, 42,338,1201540
HOULIHAN LOKEY INCCL A44159310018,956363,699SH DFND2, 4352,49911,2000
HUBBELL INCCOM44351060715,051131,175SH DFND2, 4123,9387,2370
HUDSON PAC PPTYS INCCOM44409710916,700658,480SH DFND2, 4627,16431,3160
HUNTINGTON INGALLS INDS INCCOM44641310613,24872,709SH DFND2, 468,8463,8630
HUNTSMAN CORPCOM4470111078,061558,630SH DFND2529,06329,5670
IAA INCCOM44925310314,860495,975SH DFND2, 4473,66320,7921,520
IDACORP INCCOM45110710616,632189,448SH DFND2179,9919,4570
ILLUMINA INCCOM4523271094171,527SH DFND4001,527
INDEPENDENT BK GROUP INCCOM45384B10655723,542SH DFND423,54200
INNOSPEC INCCOM45768S10522,344321,544SH DFND2, 4321,521230
INSMED INCNOTE 1.750% 1/1457669AA77,5709,000,000PRN DFND29,000,00000
INSTALLED BLDG PRODS INCCOM45780R10117,941449,984SH DFND2, 4441,4918,4930
INTEGRA LIFESCIENCES HLDGS CCOM NEW4579852086,231139,483SH DFND2132,3287,1550
INTEL CORPCOM4581401001,43926,580SH DFND2, 4, 525,7000880
INTERCONTINENTAL EXCHANGE INCOM45866F1043,18639,459SH DFND239,45900
INTERFACE INCCOM45866530415,2082,011,523SH DFND2, 42,011,3971260
INTERNATIONAL BUSINESS MACHSCOM4592001013533,188SH DFND43,18800
INTUITIVE SURGICAL INCCOM NEW46120E602230465SH DFND4450420
IQIYI INCNOTE 3.750%12/046267XAB47,1567,000,000PRN DFND27,000,00000
ISHARES INCCORE MSCI EMKT46434G10330,303748,775SH DFND2748,77500
ISHARES TRCORE S&P500 ETF46428720014,81657,336SH DFND4, 552,48804,848
ISHARES TRCORE US AGGBD ET46428722614,867128,864SH DFND4, 5128,3260538
ISHARES TRS&P 500 GRWT ETF4642873092301,392SH DFND41,39200
ISHARES TRMSCI EAFE ETF4642874651,19522,339SH DFND4, 522,1890150
ISHARES TRCORE S&P MCP ETF4642875075,03735,011SH DFND4, 532,63602,375
ISHARES TRRUS 1000 GRW ETF4642876142,03113,482SH DFND413,48200
ISHARES TRRUSSELL 2000 ETF4642876557936,939SH DFND4, 56,93603
ISHARES TRCORE S&P US GWT46428767110,767188,603SH DFND4, 5183,00705,596
ISHARES TRCORE S&P SCP ETF4642878042,52545,010SH DFND4, 538,78106,229
ISHARES TRSH TR CRPORT ETF46428864654910,492SH DFND410,49200
ISHARES TRCORE MSCI EAFE46432F84286,0391,724,566SH DFND2, 41,724,56600
ISHARES TR0-5YR HI YL CP46434V4072,28755,950SH DFND4, 533,427022,523
ITAU UNIBANCO HLDG S ASPON ADR REP PFD4655621066715,012SH DFND215,01200
J & J SNACK FOODS CORPCOM46603210936,088298,253SH DFND2, 4290,5477,169537
JAMES RIV GROUP LTDCOMG5005R10723,616651,629SH DFND2, 4651,576530
JOHNSON & JOHNSONCOM478160104105,513804,650SH DFND2, 4, 5787,62612,7814,243
JPMORGAN CHASE & COCOM46625H100122,1521,356,797SH DFND2, 4, 51,336,36816,7813,648
KAMAN CORPCOM48354810320,850541,989SH DFND2, 4541,957320
KAR AUCTION SVCS INCCOM48238T1095,811484,284SH DFND2468,55615,7280
KINDER MORGAN INC DELCOM49456B1011,586113,965SH DFND2113,96500
KNOLL INCCOM NEW49890420018,2581,769,128SH DFND2, 41,769,038900
L3HARRIS TECHNOLOGIES INCCOM50243110958,492324,736SH DFND2, 4, 5317,9096,521306
LAMB WESTON HLDGS INCCOM5132721048,638151,272SH DFND2144,8186,4540
LATTICE SEMICONDUCTOR CORPCOM51841510421,4941,206,192SH DFND2, 41,206,0911010
LAUDER ESTEE COS INCCL A5184391043302,070SH DFND4, 51,4480622
LENNAR CORPCL A52605710470118,358SH DFND2, 418,35800
LIBERTY BROADBAND CORPCOM SER C53030730550,694457,855SH DFND2, 5450,2787,201376
LILLY ELI & COCOM5324571085073,654SH DFND4, 53,626028
LINDE PLCSHSG5494J1033472,008SH DFND42,00800
LITTELFUSE INCCOM5370081044243,182SH DFND4, 53,0740108
MAGELLAN HEALTH INCCOM NEW55907920712,571261,287SH DFND2261,273140
MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801068,150223,340SH DFND2, 5222,9400400
MARATHON OIL CORPCOM5658491065617,061SH DFND2, 417,06100
MARATHON PETE CORPCOM56585A10282634,975SH DFND234,97500
MARCUS CORPCOM5663301068,022651,130SH DFND2, 4651,12910
MATADOR RES COCOM57648520523695,300SH DFND495,30000
MCCORMICK & CO INCCOM NON VTG5797802063,84927,259SH DFND227,25900
MCDONALDS CORPCOM58013510151,237309,870SH DFND2, 4, 5302,3076,2191,344
MEDTRONIC PLCSHSG5960L10386,617960,491SH DFND2, 4, 5944,75615,092643
MERCK & CO. INCCOM58933Y1051,72222,376SH DFND2, 4, 521,8460530
MERCURY GENL CORP NEWCOM58940010012,835315,194SH DFND2315,112820
MERIT MED SYS INCCOM58988910420,465654,863SH DFND2, 4638,24216,6210
METHANEX CORPCOM59151K10829224,000SH DFND424,00000
MGIC INVT CORP WISCOM5528481037,4211,168,671SH DFND2, 41,104,82063,8510
MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1595017AF116,46815,855,000PRN DFND215,855,00000
MICRON TECHNOLOGY INCCOM59511210328,397675,179SH DFND2, 4, 5661,24713,451481
MICROSOFT CORPCOM594918104108,128685,609SH DFND2, 4, 5674,8856,4094,315
MOELIS & COCL A60786M10527,766988,130SH DFND2, 4971,59810,9525,580
MOMO INCNOTE 1.250% 7/060879BAB38,03210,000,000PRN DFND210,000,00000
MONOLITHIC PWR SYS INCCOM60983910527,984167,106SH DFND2, 4162,1404,9660
MONSTER BEVERAGE CORP NEWCOM61174X1093,14455,886SH DFND455,88600
MOTOROLA SOLUTIONS INCCOM NEW62007630745,431341,789SH DFND2, 4, 5335,6605,774355
MPLX LPCOM UNIT REP LTD55336V1006,302542,383SH DFND2542,38300
MSCI INCCOM55354G1001,3394,635SH DFND41,55803,077
NATIONAL STORAGE AFFILIATESCOM SHS BEN IN63787010619,142646,664SH DFND2, 4634,90811,7560
NETEASE INCSPONSORED ADS64110W10235,268109,883SH DFND2109,88300
NEW JERSEY RESCOM64602510644513,089SH DFND413,08900
NEW YORK CMNTY BANCORP INCCOM6494451031,812192,974SH DFND2, 4180,88812,0860
NEWMONT CORPCOM65163910664214,186SH DFND214,18600
NEXTERA ENERGY INCCOM65339F10152,054216,335SH DFND2, 4, 5211,3014,755279
NEXTERA ENERGY INCUNIT 09/01/2022S65339F79619,520412,335SH DFND2412,33500
NICE SYS INCNOTE 1.250% 1/165366HAB9347195,000PRN DFND2195,00000
NMI HLDGS INCCL A62920930593780,774SH DFND2, 476,0414,7330
NOMAD FOODS LTDUSD ORD SHSG6564A10527,6301,488,738SH DFND2, 4, 51,416,55358,80413,381
NORFOLK SOUTHERN CORPCOM65584410813,95595,581SH DFND2, 4, 594,0441,50037
NORTHROP GRUMMAN CORPCOM66680710247,577157,255SH DFND2, 4, 5153,9093,204142
NORTHWESTERN CORPCOM NEW66807430523,107386,216SH DFND2, 4386,0171990
NOVANTA INCCOM67000B10420,841260,906SH DFND2, 4260,884220
NOVARTIS A GSPONSORED ADR66987V1091,75021,227SH DFND2, 421,22700
NOVO-NORDISK A SADR6701002051,75829,205SH DFND2, 411,343017,862
NUANCE COMMUNICATIONS INCDBCV 1.000%12/167020YAK66,7177,000,000PRN DFND27,000,00000
NUSTAR ENERGY LPUNIT COM67058H1021,356157,858SH DFND2157,85800
NVIDIA CORPCOM67066G1047,82429,678SH DFND2, 418,204011,474
OMNICELL INCCOM68213N10921,942334,580SH DFND2, 4334,556240
ONEOK INC NEWCOM6826801031,50869,138SH DFND269,13800
ORACLE CORPCOM68389X1053,39270,174SH DFND4, 569,4900684
OXFORD INDS INCCOM69149730918,819518,997SH DFND2518,971260
PAPA JOHNS INTL INCCOM69881310238,455720,520SH DFND2, 4706,85413,6660
PARSLEY ENERGY INCCL A7018771024,235739,126SH DFND2716,47522,6510
PATTERSON COS INCCOM7033951039,737636,849SH DFND2636,797520
PAYPAL HLDGS INCCOM70450Y1036987,295SH DFND27,29500
PDC ENERGY INCCOM69327R10111,1171,790,186SH DFND21,790,134520
PELOTON INTERACTIVE INCCL A COM70614W1001,02538,604SH DFND438,60400
PENNYMAC CORPNOTE 5.375% 5/070932AAB917,84817,800,000PRN DFND217,800,00000
PENTAIR PLCSHSG7S00T1049,515319,709SH DFND2304,95514,7540
PEPSICO INCCOM71344810888,040733,055SH DFND2, 4, 5721,25810,1511,646
PERKINELMER INCCOM71404610913,451178,681SH DFND2, 4172,1836,4980
PFIZER INCCOM7170811031,23837,955SH DFND2, 4, 535,68302,272
PHILIP MORRIS INTL INCCOM7181721091,18516,234SH DFND2, 4, 512,23603,998
PHILLIPS 66COM7185461044127,683SH DFND4, 57,643040
PHILLIPS 66 PARTNERS LPCOM UNIT REP INT7185492075,106140,166SH DFND2140,16600
PHYSICIANS RLTY TRCOM71943U10413,732985,114SH DFND2, 4927,08353,3214,710
PIERIS PHARMACEUTICALS INCCOM7207951032511,000SH DFND50011,000
PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN7265031053,613684,200SH DFND2684,20000
PLAINS GP HLDGS L PLTD PARTNR INT A72651A2071,148204,665SH DFND2204,66500
PORTFOLIO RECOVERY ASSOCS INNOTE 3.000% 8/073640QAB125,10125,500,000PRN DFND225,500,00000
POTLATCHDELTIC CORPORATIONCOM73763010315,584496,464SH DFND2496,422420
PROCTER & GAMBLE COCOM7427181091,35512,321SH DFND4, 512,1110210
PUBLIC STORAGECOM74460D10981,828412,001SH DFND2, 4, 5403,6515,5142,836
PULTE GROUP INCCOM74586710164729,007SH DFND2, 429,00700
QUALCOMM INCCOM7475251031,45721,529SH DFND421,52900
RATTLER MIDSTREAM LPCOM UNITS75419T103380109,230SH DFND2109,23000
RAYTHEON COCOM NEW7551115077926,038SH DFND2, 46,03800
REGENERON PHARMACEUTICALSCOM75886F1078,12916,649SH DFND4, 516,4220227
RENASANT CORPCOM75970E10722,4821,029,397SH DFND2, 41,029,39700
REPAY HLDGS CORPCOM CL A76029L10023,1531,613,446SH DFND2, 41,613,2961500
REPUBLIC SVCS INCCOM76075910016,382218,248SH DFND2, 5218,221027
RETAIL PPTYS AMER INCCL A76131V2027915,188SH DFND2, 410,6354,5530
REXNORD CORPCOM76169B10244319,535SH DFND219,53500
ROYAL DUTCH SHELL PLCSPONS ADR A78025920637310,688SH DFND2, 4, 510,4880200
RPM INTL INCCOM7496851035,81097,655SH DFND290,7036,9520
RPT REALTYSH BEN INT74971D1019,8641,635,841SH DFND2, 41,635,7231180
SALESFORCE COM INCCOM79466L3021,3729,528SH DFND456008,968
SANDY SPRING BANCORP INCCOM80036310320,680913,443SH DFND2, 4913,385580
SCHLUMBERGER LTDCOM80685710849937,000SH DFND413,956023,044
SCHWAB CHARLES CORPCOM80851310548,6111,445,895SH DFND2, 51,421,09323,5981,204
SEI INVESTMENTS COCOM7841171031,40630,341SH DFND4, 59,964020,377
SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2091,19713,509SH DFND413,50900
SELECT SECTOR SPDR TRSBI INT-INDS81369Y7042,79447,350SH DFND447,35000
SELECT SECTOR SPDR TRSBI INT-UTILS81369Y8862524,544SH DFND44,54400
SHELL MIDSTREAM PARTNERS L PUNIT LTD INT8226341012,024202,772SH DFND2202,77200
SHERWIN WILLIAMS COCOM82434810626,97858,710SH DFND2, 557,85780944
SMUCKER J M COCOM NEW8326964053,07227,680SH DFND227,68000
SOCIEDAD QUIMICA MINERA DE CSPON ADR SER B83363510586838,507SH DFND338,50700
SOUTH JERSEY INDS INCCOM83851810824,229969,168SH DFND2, 4969,109590
SOUTH ST CORPCOM84044110911,988204,135SH DFND2, 4193,49010,6450
SOUTHERN COPPER CORPCOM84265V10518,892670,890SH DFND3670,89000
SPDR S&P 500 ETF TRTR UNIT78462F1032,58810,040SH DFND2, 49,9201200
SPDR SER TRBLMBRG BRC CNVRT78464A3592074,334SH DFND5004,334
SPDR SER TRBLOOMBERG SRT TR78468R40891738,942SH DFND40038,942
SPDR SER TRBLOOMBERG BRCLYS78468R6222,46926,062SH DFND426,06200
SPLUNK INCNOTE 0.500% 9/1848637AC88,0427,500,000PRN DFND27,500,00000
SPLUNK INCNOTE 1.125% 9/1848637AD6856778,000PRN DFND2778,00000
STAG INDL INCCOM85254J10213,912617,750SH DFND2, 4582,26232,2133,275
STANLEY BLACK & DECKER INCUNIT 11/15/202285450284612,490178,525SH DFND2178,52500
STARBUCKS CORPCOM8552441091,44722,004SH DFND4, 521,00401,000
STERIS PLCSHS USDG8473T10014,148101,080SH DFND2, 495,7105,3700
STORE CAP CORPCOM86212110028,9181,595,925SH DFND2, 51,566,95327,5781,394
SUMMIT HOTEL PPTYS INCCOM86608210011,2092,655,969SH DFND2, 42,655,8531160
SUMMIT MATLS INCCL A86614U1007,919527,902SH DFND2, 4494,69933,2030
SUNPOWER CORPDBCV 4.000% 1/1867652AL310,50212,770,000PRN DFND212,770,00000
SYNAPTICS INCNOTE 0.500% 6/187157DAD117,94117,250,000PRN DFND217,250,00000
TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS87403910033,585702,738SH DFND2, 4, 5696,21306,525
TALLGRASS ENERGY LPCLASS A SHS8746961072,233135,645SH DFND2135,64500
TARGA RES CORPCOM87612G1012,164313,113SH DFND2, 4313,11300
TC ENERGY CORPCOM87807B1071,33430,105SH DFND230,10500
TC PIPELINES LPUT COM LTD PRT87233Q1082,876104,646SH DFND2104,64600
TCF FINANCIAL CORPORATION NECOM87230710312,190537,960SH DFND2518,60119,3590
TELADOC HEALTH INCNOTE 1.375% 5/187918AAC9816280,000PRN DFND2280,00000
TEVA PHARMACEUTICAL FIN LLCDBCV 0.250% 2/088163VAE927,71529,605,000PRN DFND229,605,00000
TEXAS INSTRS INCCOM88250810417,864178,764SH DFND2, 4, 5175,22603,538
THERMO FISHER SCIENTIFIC INCCOM883556102226796SH DFND500796
TILRAY INCNOTE 5.000%10/088688TAB68512,500,000PRN DFND22,500,00000
TJX COS INC NEWCOM87254010950910,645SH DFND210,64500
TRACTOR SUPPLY COCOM8923561062,83933,583SH DFND233,58300
TRANE TECHNOLOGIES PLCSHSG8994E1033874,687SH DFND2, 43,6631,0240
TRUIST FINL CORPCOM89832Q10918,387596,208SH DFND2, 5596,136072
UNDER ARMOUR INCCL A9043111071,027111,535SH DFND4111,53500
UNIFIRST CORP MASSCOM90470810423,096152,860SH DFND2, 4152,850100
UNION PAC CORPCOM90781810868,884488,394SH DFND2, 4, 5480,1225,8012,471
UNIQURE NVSHSN900641012254,750SH DFND5004,750
UNITEDHEALTH GROUP INCCOM91324P10253,924216,229SH DFND2, 4, 5212,0833,927219
UNIVERSAL FST PRODS INCCOM91354310422,067593,379SH DFND2, 4593,329500
VALE S ASPONSORED ADS91912E1058810,587SH DFND210,58700
VANECK VECTORS ETF TRGOLD MINERS ETF92189F1066,541283,884SH DFND2283,88400
VANGUARD BD INDEX FDSLONG TERM BOND92193779328,570267,708SH DFND4267,70800
VANGUARD BD INDEX FDSSHORT TRM BOND9219378272202,678SH DFND4, 52,5680110
VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4074,43778,860SH DFND4, 578,4890371
VANGUARD INDEX FDSS&P 500 ETF SHS9229083634031,703SH DFND41,70300
VANGUARD INDEX FDSGROWTH ETF92290873664,316410,468SH DFND4, 597,9780312,490
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285813,075389,731SH DFND4, 5389,0650666
VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8703604,133SH DFND44,13300
VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF92194385823,392701,603SH DFND4, 5666,438035,165
VANGUARD WORLD FDSHEALTH CAR ETF92204A5042401,447SH DFND41,44700
VANGUARD WORLD FDSINF TECH ETF92204A7025022,371SH DFND42,37100
VANGUARD WORLD FDSUTILITIES ETF92204A8762061,690SH DFND41,69000
VARIAN MED SYS INCCOM92220P1056155,992SH DFND45,99200
VEREIT INCCOM92339V1005,6811,161,689SH DFND2, 41,144,414017,275
VERIZON COMMUNICATIONS INCCOM92343V1041,19022,141SH DFND2, 422,14100
VIAVI SOLUTIONS INCCOM92555010533,4622,985,035SH DFND2, 42,938,10446,9310
VISA INCCOM CL A92826C83921,754135,016SH DFND2, 4135,01600
VORNADO RLTY TRSH BEN INT92904210911,139307,623SH DFND2307,62300
WABTECCOM9297401083938,175SH DFND28,17500
WALGREENS BOOTS ALLIANCE INCCOM9314271082385,200SH DFND4, 54,5000700
WALMART INCCOM9311421031,22210,760SH DFND2, 4, 510,6600100
WASHINGTON FED INCCOM93882410933,3661,285,291SH DFND2, 41,261,08624,2050
WEC ENERGY GROUP INCCOM92939U10661,099693,280SH DFND2, 4, 5676,55413,5833,143
WEIBO CORPNOTE 1.250%11/1948596AC519,76723,000,000PRN DFND223,000,00000
WELLS FARGO CO NEWCOM94974610174,3192,589,530SH DFND2, 4, 52,552,99231,9594,579
WESTERN ALLIANCE BANCORPCOM95763810912,030393,008SH DFND2, 4373,49617,9251,587
WESTERN ASSET MTG CAP CORPNOTE 6.750%10/095790DAA34,12411,625,000PRN DFND211,625,00000
WESTERN MIDSTREAM PARTNERS LCOM UNIT LP INT958669103933287,857SH DFND2287,85700
WESTWOOD HLDGS GROUP INCCOM9617651041,10460,323SH DFND441,261019,062
WHITE MTNS INS GROUP LTDCOMG9618E10716,75218,409SH DFND2, 417,3661,0430
WILLIAMS COS INCCOM9694571001,973139,447SH DFND2139,44700
WILLIAMS SONOMA INCCOM9699041015,433127,771SH DFND2120,4557,3160
WORKDAY INCCL A98138H1011,0167,806SH DFND4007,806
WORKDAY INCNOTE 0.250%10/098138HAF822,87620,540,000PRN DFND220,540,00000
WPX ENERGY INCCOM98212B1039,0072,953,021SH DFND2, 42,877,23069,3816,410
WRIGHT MED GROUP N VNOTE 2.250%11/198236JAB45,5684,000,000PRN DFND24,000,00000
YUM BRANDS INCCOM98849810183012,108SH DFND412,10800
YUM CHINA HLDGS INCCOM98850P10924,763580,891SH DFND2, 4580,89100
ZIMMER BIOMET HOLDINGS INCCOM98956P10226,874265,869SH DFND2265,86900
ZIONS BANCORPORATION N ACOM9897011071,81667,869SH DFND2, 461,9764,0531,840
ZOETIS INCCL A98978V10320,127171,025SH DFND2, 4, 5168,61902,406